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Financial Services: Advisory Services

HM Treasury written question – answered on 2nd November 2015.

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Photo of Laurence Robertson Laurence Robertson Chair, Northern Ireland Affairs Committee, Chair, Northern Ireland Affairs Committee

To ask Mr Chancellor of the Exchequer, how many regulated Retail Financial Advisory firms there are; and how many have five or more financial advisers working for them.

Photo of Laurence Robertson Laurence Robertson Chair, Northern Ireland Affairs Committee, Chair, Northern Ireland Affairs Committee

To ask Mr Chancellor of the Exchequer, how many registered financial advisers are sole traders.

Photo of Harriett Baldwin Harriett Baldwin The Economic Secretary to the Treasury

This is an operational matter for the Financial Conduct Authority (FCA), who are operationally independent from Government. The question has been passed on to the FCA. The FCA will reply to you directly by letter. A copy of the letter will be placed in the Library of the House.

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  • (Citation: HC Deb, 2 November 2015, cW)