New Clause 5
Regulatory Enforcement and Sanctions Bill [Lords]
2:15 pm
Compliance plan
‘(1) A primary authority may, after consultation with a regulated person, publish a compliance plan in respect of that person.
(2) A compliance plan under subsection (1) shall be a plan containing information regarding the regulated person.
(3) A compliance plan under subsection (1) may, in particular, set out information which may be of use to other local authorities, which may be enforcing authorities in respect of the regulated person, regarding that person’s operation including—
(a) processes and procedures employed by the regulated person to ensure compliance with legal requirements relating to relevant functions;
(b) planned improvements in that person’s premises or processes which affect compliance;
(c) planned employee training relating to compliance;
(d) external accreditation or audit relating to compliance;
(e) suggested priorities for inspections and other interventions; and
(f) other information of use to local authorities in carrying out their regulatory functions.
(4) LBRO may publish compliance plans and bring them to the notice of relevant local authorities.
(5) The primary authority may from time to time revise compliance plans following consultation with the regulated person.’.—[Lorely Burt.]